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Equities Compliance Manager Company Name: Open Systems Technologies The ideal candidate will have extensive regulatory experience and understanding of rules affecting US registered broker/dealers active in equities markets. The role will primarily encompass issues and features regarding US equity markets but will also expand to include compliance issues across global equities and cross-asset classes. RESPONSIBILITIES: Daily engagement with industry groups and regulators to understand developments affecting new rules,. After registering you may be able to apply for this job directly (if still active) on ((None))'s site. Future job matches may be sent from Geebo approved job partners.
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